Benefits to the Customer

  • Bring your organizational and internal compliance procedures in line with MiFID
  • Multiply the efficiency, effectiveness, and quality of your compliance risk management
  • Make compliance procedures, checks, and controls simple and convenient to follow for everyone
  • Provide true protection against the risks of unintentional compliance failures by managers and employees
  • Protect the value and reputation of your company
Market Abuse Quiz
How well is your company protected against risks of market abuse?

Would you be in the next scandal on tomorrow's front page?

Take a short quiz to find out in 4 minutes, start now!
"It takes forever to learn the rules and once you've learned them they change again"

Murphy's Law
"We will use our resources to tackle cases of market abuse that pose a threat to confidence in the UK's financial markets"

Howard Davies, FSA UK