Archive for the ‘Company News’ Category

Deadline for ESMA’s Discussion Paper on Possible Implementing Measures Under the Market Abuse Regulation / Martin

27/01/2014. Tags: , , , , , | This post has no Comments

Today was the closing date for comments to the the European Securities and Markets Authority’s (ESMA) Discussion Paper (dated 14.11.2013) on Possible Implementing Measures Under the Market Abuse Regulation. Topics of the Discussion Paper included among others the following key elements of the Market Abuse regime that is pending for renewal under the Market Abuse Regulation:

> Buyback programmes and stabilisation
> Specification of the indicators of market manipulation
> Public disclosure of inside information and delays
> Insider list
> Managers’ transactions

By using valuable views from our customers we were able to contribute to the consultation on various items considered by ESMA on insider lists and related topics of compliance management.

Download: MarketAbuseRegulations_ESMA_comments_CSA_27.01.2014 (PDF).

All contributions received by ESMA will be published shortly.

CSA Partners compliance solutions are presented in Estonian IT Democenter / Martin

01/02/2010. Tags: , , , , , , , | This post has no Comments

Several leading Estonian financial sector services and software solutions are now displayed on five touch-screens in the Estonian IT Democenter, located in Ülemiste City technology park, Tallinn.

The exposition, initiated by NASDAQ OMX Tallinn involves eCSD Expert, Estonian CSD, Mindware, Proekspert, CSA Partners and the Centre of Registers and Information System as partners.

Opening of the CSA Partners demo in Estonian ICT Demokeskus

Andrus Alber, CEO of NASDAQOMX Tallinn Stock Exchange opening the demo

Additionally the NASDAQ OMX Baltic securities market real-time trading statistics can be seen at the Democenter.

You are welcome to visit the Democenter. In case you would like to schedule a visit, please contact us.

INSIDeR Issuer edition deployed in Tele2 and Oriflame / Martin

15/01/2009. Tags: , | This post has 1 Comment

Tele2 is one of Europe’s leading telecom operators, with over 24 million customers in 11 countries. Tele2 offers mobile services, fixed broadband and telephony, data network services, cable TV and content services.

Oriflame is today one of the fastest growing global beauty companies selling direct. The company is present in 61 countries, of which they are the market leader in more than half. Oriflame offers a wide range of high-quality beauty products as well as a unique opportunity to join our sales force and start your own business.

Both of those well-know companies found INSIDeR as a valuable solution for mitigating internal and external compliance risks.

Successful market abuse compliance Seminar in Stockholm / Martin

04/04/2008. Tags: , , , | This post has no Comments

Grand Hotel StockholmWe’d like to thank all the participants and speakers for their contribution to an excellent compliance seminar held at Grand Hotel in Stockholm on 3rd of April 2008.

Compliance seminar where speakers from Finansinspektionen, Mannheimer Swartling and CSA Partners covered regulatory requirements, risks and practical challenges faced by the issuer-community under the Market Abuse rules, was attended by over 50 compliance practitioners, senior representatives and other experts from companies listed in Sweden.

Thorough overview regarding issuers’ obligations as well as practical interpretations given by Finansinspektionen was considered highly valuable in view of practical need to have more legal certainty when dealing with applicable rules.

Insight into key legal issues provided by speakers from Mannheimer Swartling was considered highly practical as well as observations and recommendations on the compliance and risk management shared by CSA Partners.

Discussions and questions witnessed the relevance of topics and pointed out number of areas, where further elaboration of best practice and expectations from the part of Finansinspektionen would be highly appreciated in the future.

Further materials:

(more…)

Stockholm Compliance Seminar Registration Started / Mait

17/03/2008. Tags: , , , | This post has no Comments

As we wrote last week, we have published the detailed information regarding the compliance seminar on 3rd of April in Stockholm, Grand Hotel. The seminar is about the “Compliance Challenges for Listed Companies under the Market Abuse rules – How to Manage Risks and Prevent Insider Trading?“.

There will be high-profile speakers from Swedish Finansinspektionen, Mira Naumanen, Head of Market Surveillance Unit and Kristoffer Rosell, Legal Counsellor, Insider Registry who will give an overview of issuers obligations (timely disclosure, control of inside information, insider lists, transaction reporting), possible sanctions and FI surveillance plan for 2008. We think the update will be especially interesting for company legal counsels and persons responsible for maintaining insider lists.

Others speakers include well-known lawyer Eva Hägg from law firm Mannheimer Swartling and market abuse regulatory expert Mr. Ahto Kink from CSA Partners.

Please look at the detailed agenda and register yourself to the valuable seminar, free of charge for the listed companies. The seminar will be held in Swedish and English language, followed by a workshop where INSIDeR special purpose compliance software will be demonstrated.

Market Abuse Compliance seminar on 3rd of April in Stockholm / Martin

06/03/2008. | This post has no Comments

CSA Partners is gladly announcing a market abuse compliance seminar on Thursday, 3rd of April 2008 in Stockholm, Sweden.

The Market Abuse legislation (directives, domestic regulation and Level 3 guidelines) represents an important achievement in harmonization of EU securities markets. However, reality check reflects that there are in fact number of practical challenges, uncertainties and risk management issues on which listed companies need further guidance and support. This event aims to remind and update you in key-issues, which are of practical relevance to listed companies in this important compliance area.  

Attendance at this event will be invaluable for both the compliance departments, in-house legal teams and IR officers of listed companies, as it will bring them up to date with the latest developments and best practices in this important regulatory area. We also welcome lawyers, financial advisers  and journalists.

Please book the morning of 3rd April in your calendar. We will announce the detailed program and speakers next week.  See you in Stockholm!

CSA Partners visited Oslo Stock Exchange / Martin

11/11/2007. Tags: , , , | This post has no Comments

CSA Partners visited Oslo Stock Exchange, several leading law firms and listed companies to get an understanding of the market abuse situation in Norway.”We learned that the insider regulation in Norway is strict and the local FSA is doing the market monitoring with a really good care,” said Martin Villig, Managing Partner of CSA Partners. He added that the CSA Partners team will definitely visit Oslo again very soon to meet with the local securities market authorities and some other leading law firms to discuss about possible co-operation.

Please feel free to contact us if you would be interested in the INSIDeR products demonstration as well as meeting with the CSA Partners in Norway.

Compliance blog

CSA Partners' compliance blog for compliance managers, lawyers, IR and finance people, who are responsible for insider list management in listed companies. Please subscribe via RSS or e-mail.

Subscribe to CSA Partner's Compliance Blog by e-mail:

Links to other blogs: