CSA Partners: Compliance Blog

Deadline for ESMA’s Discussion Paper on Possible Implementing Measures Under the Market Abuse Regulation / Martin

27/01/2014. Tags: , , , , ,

Today was the closing date for comments to the the European Securities and Markets Authority’s (ESMA) Discussion Paper (dated 14.11.2013) on Possible Implementing Measures Under the Market Abuse Regulation. Topics of the Discussion Paper included among others the following key elements of the Market Abuse regime that is pending for renewal under the Market Abuse Regulation:

> Buyback programmes and stabilisation
> Specification of the indicators of market manipulation
> Public disclosure of inside information and delays
> Insider list
> Managers’ transactions

By using valuable views from our customers we were able to contribute to the consultation on various items considered by ESMA on insider lists and related topics of compliance management.

Download: MarketAbuseRegulations_ESMA_comments_CSA_27.01.2014 (PDF).

All contributions received by ESMA will be published shortly.

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